Force Majeure In Contracts: An Explainer

By Aryan Bhat

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Force Majeure clause has now become quite important to know for businesses amidst the ongoing COVID-19 pandemic as the clause is now being frequently invoked to escape one’s contractual responsibilities in face of the uncertain circumstances that are currently prevailing in the current business and economic environment.

Force Majeure is a French term for “Superior Force”.  Force Majeure clauses in a contract could either be drafted generally (referring to any unanticipated event beyond the reasonable control of the parties) or could refer to a specific set of events (like floods, curfews, industrial accidents, earthquakes etc.) or could be a combination of both.

It is also crucial to note that Force Majeure only temporarily relieves the party from fulfilling its obligations under the contract until the circumstances persist but doesn’t permanently bring the contract to an end. The concept under the Indian Contract Act can be explained by the doctrine of frustration or impossibility of performance. This article explains the concept of force majeure in India, its effect on the parties and under what circumstances could it be invoked by a party.

 

Doctrine of Frustration

Section 56 of the Indian Contract Act 1872 deals with the doctrine of frustration. The section states that any contract which involves doing of an impossible act shall be void. Also, any contract formed which later becomes impossible to perform due to any factor beyond human intervention shall also become void from the time at which performance of the act becomes impossible. It is this section which recognises Force Majeure as a concept which can be invoked by one of the parties to declare the contract null and void.

A Force Majeure clause in a contract is made with the purpose to cover such unanticipated events that may arise and make it virtually impossible or impractical to fulfil the contract entered into by the parties. These events may include floods, fire accidents, labour strikes, earthquakes etc. However, it is an important principle to note that the mere happening of an event which was unanticipated and altered the circumstances prevailing at the time of formation of contract is not a sufficient case for a party to escape its contractual responsibilities. The following conditions must be fulfilled to successfully invoke Force Majeure by a party:

 

The Changed Circumstances Shall Gravely Affect the Fundamental Purpose of Entering into Contract

A contract can be declared null and void under section 56 only when it causes such a significant change in circumstances that the fundamental purpose for which the parties entered into the contractual relationship can no longer be fulfilled. Some change in circumstances is common and expected and that cannot be a basis to declare any contract void.

In Satyabrata Ghose v. Mungeeram Bangur and Co (1954 AIR 44), the Supreme Court laid down this principle quite comprehensively. The case involved a company which owned vast tracts of land in Calcutta. It initiated a scheme wherein it sold plots to the purchasers for residential and commercial purposes. A person took interest in the scheme and made advance payment for a plot. In the meantime however, the Government took possession of the land belonging to the company due to which it couldn’t allocate the plot to the person. The company was sued. It is also critical to highlight that the possession of land by Government was temporary in nature and that the two parties had not agreed upon the time limit in which the contract shall be completed. Also, the possession of land by the Government was quite common at that time due to the Second World War and such a scenario was therefore, not unanticipated.

The Court held that the contract can only be frustrated when the change of circumstances affect the fundamental basis upon which the contract was formed between the parties such that it has become either impossible or practically useless to perform the contract. Hence, in the absence of any time limit, the Court stated that this necessary prerequisite was not fulfilled in the case.

A corollary of this prerequisite is also that change in circumstances that only makes it very difficult or onerous or less profitable to honour the contract cannot be a valid reason to frustrate the contract under Force Majeure. In the famous case of Alopi Parshad & Sons Ltd v. Union of India (1960 AIR 588), the Supreme Court recognised this principle. The case involved a company which had to supply ghee to the Army at a certain price. During the Second World War however, the demand for ghee surged and the Army reduced the payment offered to the company by mutual consent. Later however, the company asked for increased prices in light of the abnormal circumstances. When the Army refused, the company filed for frustration of contract.

However, the Supreme Court stated that the contract was still valid as the altered circumstances only made it more onerous and less profitable for the company to fulfil its obligations under the contract but not impossible.

Therefore, it shall be borne in mind that Force Majeure can be invoked by the party only when circumstances have changed to such an extent that fulfilment of contract obligations has been rendered virtually impossible from a practical point of view and not merely difficult or commercially less viable to perform.

 

The Changed Circumstances Shall Be Unanticipated and Not Preventable by Reasonable Diligence

Section 56 of the Contract Act contains a caveat: that it cannot be invoked in those circumstances where the party making the promise had known or with “reasonable diligence” might have known it to be impossible or unlawful but the other party did not know it to be impossible or unlawful.

Hence, the happening of any event should also necessarily be beyond the reasonable control of the party which wishes to invoke the Force Majeure Clause. A party cannot relieve itself of its contractual obligations due to an unforeseen intervening event which fundamentally alters the circumstances and strikes at the fundamental purpose of the contract if the same could have been reasonably controlled by the party or it could have taken reasonable steps to mitigate such a risk.

In the recent English case of 2 Entertain Video Ltd v. Sony DADC Europe ([2020] EWHC 972 (TCC)), Sony DADC was responsible for storing and distributing CDs and DVDs for 2 Entertain. During the London riots in 2011, a mob entered the premises of the warehouse and set the stock of CDs and DVDs on fire. Sony invoked Force Majeure as the protests were totally unexpected and spontaneous and made it practically impossible to fulfil the contract on account of destruction of goods. However, the Court rejected the plea of Force Majeure on grounds that Sony hadn’t taken all reasonable steps to mitigate any risks of such an invasion in its premises or to secure the warehouse from the same. Sony therefore, had to compensate for the losses.So, while Sony couldn’t have anticipated the violent riots it had indeed failed to take reasonable steps to prevent any loss to goods for which it became liable.

 

Force Majeure vis-à-vis Act of God

Force Majeure as well as Act of God can be invoked by parties to a contract to temporarily suspend obligations they had to perform under the contract to the other party owing to the occurrence of an unexpected event that couldn’t have been reasonably contemplated or avoided by them. In the practical sense too, the terms are used inclusive of one another as a Force Majeure Clause often includes an Act of God however, the two are conceptually different.

Force Majeure is a very broad term which includes any event caused by unanticipated circumstances beyond the reasonable control of the parties that renders the fundamental purpose of entering into contract useless. Act of God is however a far narrower concept as it includes unforeseen events arising exclusively out of natural causes which involves no human intervention – earthquakes, cyclones, tsunamis and floods to name a few.

The distinction was laid down by the Supreme Court in Dhanrajmal Gobindram v. Shamji Kalidas and Co (AIR 1961 SC 1265), where it also held force majeure to be a wider phrase which includes extraordinary circumstances arising out of acts of nature (i.e. Acts of God) as well as acts of people (say industrial accidents, strikes, riots etc.) as well as change in law and policy of the Government. Act of God however, only applies to natural events.

 

Force Majeure in Times of COVID-19

The COVID-19 indeed led to an unexpected and uncertain business situation which caused immense practical difficulties for firms. Many of the events such as the national lockdown, sealing of state borders, curfews etc can be brought within the purview of Force Majeure. The Union Ministry of Finance issued an office memorandum dated 19 February 2020 stating that the coronavirus situation shall be considered as a natural calamity and Force Majeure shall be considered whenever appropriate. The Delhi High Court too, ruled in Haliburton v. Vedanta Ltd (OMP (I) (COMM) & IA 3697/2020) that the lockdown imposed by the Central Government was in the nature of Force Majeure on account of its unprecedented nature.

However, to determine if a Force Majeure Clause shall be made available to the party invoking it depends upon the facts and circumstances of each case and COVID-19 can simply not be used as a catch-all phrase to escape liability arising out of the contract. In Standard Retail Pvt. Ltd v. M/S Global Corp and ors (Order dated April 8, 2020 passed by the Bombay High Court in Commercial Arbitration Petition (Lodging) No. 404 of 2020), the Bombay HC dismissed the plea for Force Majeure invoked by an importer importing steel from South Korea. The importer had refused to make payment to the exporter on the grounds that it had become impossible to sell the steel in India due to the national lockdown, a contention that the High Court did not accept.

Also, by applying the second principle of reasonable diligence , it could also be said that now that the economic situation posed by the contagion has persisted for quite a while and that the pandemic is likely to stay in the foreseeable future, parties would have these extraordinary circumstances in mind while entering into contracts and hence, it cannot be used as a ground to invoke the clause. 


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Aryan Bhat is a 2nd year law student at National Law University Delhi. A Potterhead, his other favourite authors in fiction include Khalid Hosseini, Jhumpa Lahiri and Ruta Septys. Besides fiction, he enjoys to read about political and social issues too. He plays chess as a leisure activity. While he is willing to explore any area of law, he finds himself particularly drawn towards Intellectual Property, Corporate Law and Criminal Law.

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